+31 20 4919874

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Regulatory Compliance

Posting date: 21/03/2016
Salary: 190 000 - 200 000 USD
Job Location: USA
Industry: Accounting
Contact Phone Number: +31 20 4919874


  • ·This position allows you to achieve a work/live balance. While an employer's consultants still maintain a full work load, those who join this company from public accounting have felt relief in the work schedule. ·Our client is a growing practice.


  • ·Bachelor's degree in relevant discipline (e.g. Accounting/Finance or Economics) required. ·2-10 years in related field, preferably in banking or consumer lending compliance. ·Professional Certifications such as CRCM (Certified Regulatory Compliance Manager), Certified Financial Services Auditor (CFSA), Certified Anti-Money Laundering Specialist, or Commissioned Examiner strongly preferred. ·"Big 4" experience strongly preferred. SPECIAL SKILLS:
  • ·Deep knowledge of bank and/or credit-related regulatory requirements, specifically related to consumer compliance regulations (e.g., Federal Reserve regulations, Fair Lending, Privacy, etc.), and industry "best practices" for compliance programs in larger banking or consumer lending organizations. ·Prior project management and supervisory skills. Priorworking knowledge of the Bank Secrecy Act (BSA), US Patriot Act, Office ofForeign Asset Control (OFAC), and the Consumer Identification Program aswell as relevant SEC rules and regulations governing the financialservices industry. Extensiveknowledge of banking operations and products and the regulations affectingthem. Abilityto travel up to 50%. DUTIES & RESPONSIBILITIES: Conductcompliance reviews, either under a consulting arrangement or in support ofinternal audit. Assistclients with the development of compliance-related policies andprocedures. Provideassistance in a consulting capacity to clients in resolving regulatoryenforcement actions or remediating known compliance deficiencies. Travelthroughout the month frequently required based on clientrequests/commitments.

Job conditions:

  • An employer is looking for Senior Consultants to Directors out of the BIG 4, large 2nd tier CPA firms, large consulting firms and large financial institutions. Employer has 20+ offices around the country, but these roles are based in NYC, Chicago, Charlotte, San Francisco & Miami. H1B candidates that have at least 3 years left on the visa and TN & E3 visas are free to apply